Template-Type: ReDIF-Article 1.0 Author-Name: María Molinos-Senante Author-Name: Trinidad Gómez Author-Name: Rafael Caballero Author-Name: Ramón Sala Garrido Title: Evaluación de la eficiencia económica de estaciones depuradoras de aguas residuales: Un enfoque basado en la metafrontera Abstract: RESUMEN: La implementación de la Directiva 91/271/CEE ha supuesto un significativo incremento en el número de estaciones depuradoras de aguas residuales (EDARs) en operación. Es por ello que la evaluación de su eficiencia, como herramienta para reducir sus costes operacionales, ha despertado un creciente interés. Sin embargo, los análisis tradicionales únicamente permiten comparar unidades homogéneas desde el punto de vista del proceso productivo. En este trabajo, haciendo uso del concepto de metafrontera, se compara la eficiencia de tres grupos de EDARs cuyo influente presenta diferente carga contaminante. Posteriormente, se estima la ratio de brecha tecnológica como indicador del potencial ahorro económico en las EDARs. Las conclusiones de este estudio son de especial interés para los reguladores del ciclo urbano del agua ya que se evidencian las dificultades de realizar procesos de benchmarking a nivel estatal cuando las instalaciones están afectadas por distinta climatología. ABSTRACT: The implementation of the Directive 91/271/EEC has involved a significant increase in the number of wastewater treatment plants (WWTPs). Hence, the assessment of their efficiency, as a tool to save operational costs, has awakened increasing interest. Nevertheless, the traditional assessment of the efficiency only allows comparing homogeneous units from a production process perspective. This limitation can be overcome by using the concept of metafrontier which is the envelopment of the frontiers of each technology evaluated. Therefore, the assessment of the efficiency of the units is decomposed into two steps. Firstly, it is evaluated the efficiency using the frontier of each technology as reference. Subsequently, all the units to be analysed are integrated and they are assessed using the metafrontier. The assessment of the units by considering their own frontier and the metafrontier allows estimating the technological gap ratio (TGR). It informs about the potential of saving inputs keeping the production of outputs. Nowadays, the pollution load of the WWTPs´ influent is variable depending mainly on the industrial contribution and also on the precipitation since most of the sewerage networks are unitary. In this context, the aim of this paper is to check the following hypothesis: the efficiency of the WWTPs is affected by the pollution load of their influent. By using the concept of metafrontier, it was compared the efficiency of three groups of WWTPs whose influent has different pollutant load –low, moderate and high-. Each of the production frontiers and the metafrontier were estimated using data envelopment analyisis (DEA) methodology considering variable returns to scale. Since the objective of WWTPs is to treat the influent minimizing economic costs, an input orientation was followed. Subsequently, it was estimated the TGR as indicator of the WWTPs´ potential economic savings. An empirical application was performed using a sample of 86 Spanish WWTPs. Three inputs (labour costs, energy costs and other costs) and one output (treated water) were considered. The categorisation of the WWTPs was done based on the concentration of suspended solids and chemical oxygen demand in the influent. The main findings of this study are as follows: (i) there are statistical significant differences in the efficiency of the three groups of WWTPs; (ii) considering the frontier of each group, plants with high pollution load are the best performed since 41% of them are efficient. Nevertheless, the scores of efficiency of the three groups evaluated are quite similar; (iii) when the efficiency is estimated using the metafrontier as reference, the group of plants with low pollution load is the one with the largest scores of efficiency; (iv) the assessment of the TGR evidenced that WWTPs with low pollution load are the ones with the lowest potential for saving costs. In particular, the potential economic savings of WWTPs with moderate and high pollution load in the influent was around 30% of current costs. From a policy perspective, results of this study illustrate the difficulties of performing benchmarking at national level. Therefore, the conclusions of this study are of special interest for the regulators of the urban water services. Future research on this topic should be focused on isolate the major contribution of the different pollutant loads in the influent. Hence, policy makers and WWTP operators could take decisions aimed to improve the performance of the plants contributing to save economic costs. Classification-JEL: R1 Keywords: Análisis envolvente de datos, Depuraciónd de aguas residuales, Eficiencia, Metafrontera, Data envelopment analysis (DEA), Wastewater treatment, Efficiency, Metafrontier Pages: 83-100 Volume: 2 Year: 2014 File-URL: http://www.revistaestudiosregionales.com/documentos/articulos/pdf-articulo-2440.pdf File-Format: Application/pdf Handle: RePEc:rer:articu:v:2:y:2014:p:83-100